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Chronic Bronchial Asthma(Svasa Roga)
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A detailed description and differential diagnosis of a
group of disorders involving respiratory distress
(dyspnea) is given in all three of the major Ayurvedic
compendiums. These diseases are collectively known as
svasa roga , of which five varieties are described.
These include: maha svasa, urdhva svasa, chinna svasa,
ksudra svasa, and tamaka svasa. The last variety,
tamaka svasa , corresponds to chronic persistent
bronchial asthma of allopathic medicine.
In Ayurveda, it is considered the only type of respiratory distress
which can be controlled, and then only with diligence
on the part of the patient and physician. In striking
similarity to the modern allopathic description,
tamaka svasa is defined in Ayurveda as a chronic and
recurring condition characterized by dyspnea, cough,
airflow obstruction, and wheezing.
Although the concept of atopy and hyperactivity were unknown,
Ayurveda was clear on its understanding of this
condition as multifactorial, including environmental
and emotional factors.
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Incidence/Prevalence
The prevalence of both adult and childhood asthma is
reported to be increasing worldwide. Up to 10% of
people have experienced a documented episode of
asthma. In the United States, approximately 12 million
individuals have been diagnosed with asthma. Between
1982 and 1992 the prevalence of asthma increased from
34.7 to 49.4 per 1000. In addition the death rate from
this condition actually increased from 13.4 to 18.8
per million. The mortality rate was five times higher
in African Americans than in Caucasians.
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Etiology/Risk Factors
Vagbhata gives a clear explanation of the causes and
evolution of asthma. In all cases there is an
antecedent period of aggravation of both Vata and
Kapha doshas. A very great number of factors can be
responsible for aggravating these two doshas, and to
list them all would not be possible. However several
vitiating factors are specifically mentioned by
Vagbhata and therefore merit mention. He cites chronic
diarrhea due to indigestion which goes untreated,
excessive vomiting, poisons, anemia, fevers, excessive
exposure to dust, smoke or strong wind, trauma to the
vital organs, and drinking very cold water.
At this early stage in the disease process, if these
signs and symptoms are recognized and properly treated
by pacification and elimination of the aggravated
doshas, the disease (asthma) will not appear. However,
if left untreated and if further aggravated, Kapha
will obstruct the movement of Vata in the chest area.
Due to this obstruction, Vata spills out of its normal
channels ( srotas ) and spreads in all directions,
carrying with it the vitiated Kapha dosha. As a
result, the three major channels in the chest region
become blocked and, to a greater or lesser degree,
dysfunctional. These channels are Prana Vaha Srota
(governs respiration), Anna Vaha Srota (governs
digestion of food), and Udaka Vaha Srota (governs
water distribution). At this point the disease is no
longer in its incipient stage and asthma --tamaka
svasa-- has manifested.
The role of psychological stress in asthma is
important but not yet completely understood. Not only
is there emerging evidence that stress can precipitate
asthmatic exacerbations but also that it may be an
independent risk factor in the prevalence of the
disease. The mechanisms involved in this
association have not yet been fully defined and may
involve increased production of proinflammatory
cytokines.
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Signs and Symptoms
The signs and symptoms of this disease are vividly
enumerated in both the Caraka Samhita and the Astanga
Hridayam and are worth noting:
* The breathing becomes very fast and audible
* The patient becomes tremulous on occasion
* There is chronic nasal discharge and stiffness of the
head and neck
* There is excessive thirst
* The patient coughs constantly, sometimes to the point
of senselessness
* If the obstructing phlegm does not come out during
the cough, the patient becomes exceedingly miserable
and after expectoration there is relief for some
period of time.
* The throat becomes inflamed and he speaks only with
great difficulty
* Due to his dyspnea (difficulty breathing), he does
not sleep even after lying down in bed.
* Breathing is difficult while lying and there is some
relief with sitting
* The patient desires to have hot things
* The eyeballs are gazing upwards (i.e. wide open) and
perspiration appears on the forehead
* The mouth is dry
* There are periods of frequent attacks of dyspnea
followed by periods of no attacks
* The condition is aggravated by the onset of clouds in
the sky, rain, cold breeze, drinking cold water, wind
coming from the east, and regimens and diets which are
cold in quality.
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Prognosis
Although a full description of the other four types of
svasa roga (dyspnea, or difficult breathing) is beyond
the scope of this paper, a few comments are in order.
Ksudra svasa is the mildest form of svasa roga it
roughly corresponds to mild intermittent asthma and is
said to be curable. Tamaka svasa (asthma) is the next
mildest form of svasa roga yet it is considered
difficult to cure. It roughly corresponds to mild
persistent asthma in the modern allopathic
classification scheme. Cure is possible if the disease
is of recent origin or if it occurs in an otherwise
strong and health individual. In a weak individual
only palliation (i.e. alleviation) should be
attempted. The other three types of svasa roga, namely
maha svasa, urdhva svasa, and chinna svasa loosely
correspond to other more severe forms of obstructive
pulmonary disease, are incurable, and in time result
in the premature demise of the patient.
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Treatment
While an individual's constitutional type must always
be kept in mind when developing a treatment plan for
any disease, asthma is nevertheless generally treated
by pacifying Vata and Kapha doshas. The treatment will
always include two main strategies:
* Purification therapies (panchakarma) to eliminate
the vitiated doshas.
* Herbal therapies to help re-establish normal
physiological function in the affected tissues and
organs.
However asthma is highly variable in its course and
clinicians need to tailor their treatment plans to the
needs of each individual patient. The general
Ayurvedic principle is to initially gain control of
the disease as quickly possible with strong Vata and
Kapha purification measures which are then followed
with appropriate herbal therapies.
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Oleation and Fomentation Procedures
Patients must first undergo oleation therapy ( snehana
) this includes both external and internal forms of
oil treatment. External oleation by daily oil massage
should be administered first, for 7-10 days. The best
oils in tamaka svasa are: narayana oil, talispatra
oil, amra oil (from mango seeds), or chandrabala oil.
Next, patients undergo internal oleation with daily
intake of an appropriate unctuous substance for 3-7
days this is usually pure or medicated cow's ghee
which should be at least six months old. During this
period, patients have simultaneous sweat, or
fomentation, therapy ( swedana ). This usually
includes both general "steam box" treatments as well
as pinda sweda . The latter therapy involves the
placement of hot boluses of rice and special herbs
wrapped in a cloth over certain points of the body.
These points are called marma sthula and are similar
to the Chinese acupuncture points.
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Laxative Procedure
Following snehana and swedana therapies, a one-time
virechana , or laxative therapy, is administered.
Castor oil ( Ricinis communis ) in a dose of 2-3
tablespoons is generally used for this.
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Therapeutic Vomiting Procedure
Finally, vamana , or theraputic vomiting therapy
should be initiated this is the most important therapy
in diseases involving respiratory distress. This
usually involves three consecutive mornings when,
following a light breakfast, patients are given an
emetic herb (i.e. madana phala) and then asked to fill
the stomach with cool water or milk to induce
vomiting. Correctly performed, this is not at all
uncomfortable and does not produce nausea. Weaker,
very elderly, acutely ill, or cardiac patients however
should not be given vamana therapy.
After completing these purificatory treatments,
patients are given herbal therapies. The most
efficacious in my experience are the following.
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Ayurvedic Herbal Medicines
TYLOPHORA ASTHMATICA or TYLOPHORA INDICA
Tylophora asthmatica or Tylophora indica ( antamoola
)is an Ayurvedic medicine claimed to treat respiratory
disorders in which mucus accumulation is a symptom.
The leaves are used for asthma, bronchitis, common
cold, dysentery, and rheumatism. It is believed to
have cathartic, diaphoretic, emetic, and expectorant
effects. This indigenous plant is recognized as a
bronchodilator.
Shivpuri et al. conducted several studies on the
treatment of asthma with Tylophora indica. In the
preliminary uncontrolled study there was a relief of
symptoms lasting a few weeks in 4050% of patients who
chewed 1 leaf /day for 36 days. Two followup
crossover, controlled, doubleblinded studies were
performed by Shivpuri et al. with leaves and an
alcoholic extract of Tylophora . Results
showed complete to moderate relief of symptoms as
compared to placebo: 62% chewing leaves vs. 28%
placebo and 58% alcohol extract vs. 31% placebo. Also,
relief of symptoms lasted 812 weeks in some patients.
Patients who chewed leaves experienced a high
incidence of side effects: sore mouth, vomiting, and
loss of taste. Side effects were less pronounced with
use of the alcoholic extract. In a controlled,
unblinded study, Shivpuri showed that 71% of
asthmatics had increased bronchial tolerance to an
inhaled antigen 2 days after treatment with leaves.
On follow-up, nine patients continued to demonstrate
protection against inhalation challenges from 9 to 48
days after stopping treatment.
In two crossover, double blind studies by
Thiruvendagan et al., patients showed reduction in
nocturnal dyspnea after receiving a powdered leaf
capsule as compared to placebo, but none demonstrated
significant difference in other symptoms as compared
to placebo or a capsule of standard medication
containing ephedrine, theophylline, and
phenobarbitone. There was a steady increase in maximum
breathing capacity (MBC), vital capacity (VC) and PEF
over 7 days with the Tylophora capsule as compared to
placebo. These effects also differed from those of the
standard medication that produced quick but transient
rises in values. However, Gupta et al. acquired
opposite results to the above studies. In his double
blind study, no statistically significant difference
was noted in symptom scores and pulmonary function
tests after patients took powdered Tylophora leaf or
placebo.
In 1975, Haranath et al. studied the mode of action of
aqueous extract of Tylophora asthmatica.
Tylophora prevented anaphylaxis and reduced Schultz
-Dale reactions in guinea pigs. Tylophora also
produced an initial leukocytosis followed by a reduced
lymphocyte and eosinophil count in dogs. It had mild,
brief antispasmodic action on contractions in tissues
induced by histamine, Ach, and serotonin (5HT). This
suggests that its primary action is not the antagonism
of histamine or choline. Also, it apparently has no
betaagonist effects because it produced a fall in
blood pressure despite addition of propranolol.
Gore et al. studied the physiological basis of
Tylophora by comparing its effects to a known
bronchodilator (isoprenaline). In asthmatic patients
there was a significant improvement in lung function
tests. There also was an increase in urinary
17ketosteroid levels and decreased absolute eosinophil
count.
Udupa et al. examined the effects of extracts of
Tylophora on adrenal gland and the pituitaryadrenal
axis in rats. Extracts of Tylophora increased the
weight of adrenals and decreased cholesterol and
vitamin C contents. It also antagonized
dexamethasone/hypophysectomy-induced suppression of
pituitary on adrenal activity. These results
indirectly suggest that Tylophora indica might act by
direct a stimulation of adrenals.
The major ingredient in Tylophora is tylophorine, an
alkaloid. Gopalakrishnan investigated this alkaloid
for its antiinflammatory and immunological effects.
The results showed that pre-treatment with tylophorine
provided 70% protection against anaphylaxis in guinea
pigs. It also inhibited SchultzDale reactions and
immunocytoadherence. Immunocytoadherence or rosette
formation is the method by which antigen is bound to
red cells and these cells adhere in vitro to lymphoid
cells with corresponding antibody. Tylophorine
inhibited mast cell degranulation by diazoxide (an
agent that produces mast cell rupture by reducing cAMP
levels in cells), but did not affect histamine release
in mast cells incubated with tylophorine alone.
Gopalakrishnan suggested that tylophorine might act
by increasing cAMP levels.
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PICRORRHIZA KURROA
Picrorrhiza kurroa, or kutki, is a small herb with
tuberous roots that is used in Ayurvedic medicine for
the treatment of liver and lung diseases (asthma,
bronchitis), fever, anemia, dyspepsia, chronic
dysentery, and arthritic conditions. It is claimed to
have antiperiodic, cathartic, and laxative effects. It
contains phenol glycoside androsin, kutkin,
Dmannitol, vanillic acid, kutkiol, kutkisterol, and
apocynin. The powdered root is used in medication
and potentially has immunomodulating activity in
cellmediated and humoral immunity.
In one study, 10 asthmatics were given powdered
Picrorrhiza kurroa root b.i.d. for 14 days. Shah et
al. noted an improvement in asthma symptoms in six
asthmatics and improved lung function changes (FEV,)
in four patients. Four patients had side effects
ranging from headaches, nausea, vomiting, and
abdominal pain to insomnia and giddiness.
Mahajand et al. demonstrated that pre-treatment
powdered root of Picrorrhiza kurroa decreased
sensitivity to histamine in guinea pigs. The
severity and duration of allergic bronchospasm was
reduced. Also, total histamine content in lung tissue
was reduced. Pretreatment with Picrorrhiza inhibited
histamine and slow reacting substances of anaphylaxis
(SRSA) release in chopped lungs. Picrorrhiza kurroa
also enhanced isoprenaline and adrenaline
bronchodilator effects in the animals.
In a random doubleblind trial, 72 asthmatics were
treated t.i.d. with Picrorrhiza kurroa root powder
and placebo. Doshi et al. noted some initial clinical
benefit. Despite this, there was no significant
evidence of reduction in clinical attacks, need for
bronchodilators, or improvement in lung function.
Dorsch et al. identified androsin, a phenol glycoside,
as the active compound in Picrorrhiza kurroa. In a
randomized, controlled, crossover study, it prevented
allergen and PAFinduced bronchial obstruction in
guinea pigs. Other unknown compounds inhibited PMN
leukocyte histamine release.
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ALBIZZIA LEBBEK
Albizzia lebbek, or shirisha, is an indigenous tree
used for bronchial asthma and bronchitis in Ayurvedic
medicine. It contains saponins. Tripathi et al.
studied asthmatic patients who were treated with this
plant and showed reduced histamine levels and elevated
cortisol levels. Treated guinea pigs also were
protected from histamineinduced bronchospasm. As a
consequence, Tripathi further explored the effects of
histamine and Albizzia. In a 1979 controlled study, 18
guinea pigs were treated with distilled water,
histamine, or histamine plus alcoholic extract of
Albizzia lebbek bark. Plasma cortisol, catecholamine,
and histaminase levels were measured and lungs and
adrenals were examined. Histaminase levels were high
in both groups but were highest in histaminetreated
groups. The cortisol levels were high in the histamine
group and highest in the Albizzia group.
Catecholamine levels were highest in the histamine
group, indicating stress. Histologically, the adrenals
in the Albizziatreated group had larger cells and
nuclei with many microvacuoles, indicating
hyperactivity. Also, lung tissue in the
Albizziatreated group appeared normal as compared to
bronchospasm and luminal obstruction in the histamine
group. Tripathi concluded that Albizzia counteracts
the effects of histamine either by possibly
neutralizing histamine directly or by causing
increased cortisol production.
In 1981, Tripathi et al. examined the effect of
histamine and Albizzia on catecholamines.
Twentyfour guinea pigs were treated with control,
histamine, or histamine plus Albizzia lebbek extract
for 7 days. Adrenal glands were examined for medullary
noradrenaline and adrenaline granules. Catecholamine
levels were high in the histamine group and near
control levels in Albizziatreated group. Also, granule
and medullary size and number were increased in
histaminetreated group and resembled the control
group in the Albizzia treated group. In the previous
study, plasma histaminase levels were increased in the
Albizziatreated group. Tripathi stated that the
reduction in catecholamine levels in Albizzia
treated groups may be due to production of histaminase
(see previous study) or a possible antihistaminic
activity in the plant itself. Also, the previous study
noted a rise in cortisol level with Albizzia that
Tripathi believed might help in suppressing
histamineinduced reactions such as the increase in
catecholamines.
Johri et al. examined the effects of Albizzia seed
extract and pure saponin fraction on rat peritoneal
mast cells. Active and passive anaphylaxis were
induced in rats and their mast cells were collected.
Results showed that ruptured mast cell numbers were
reduced with the Albizzia extract and fraction and
with disodium cromoglycate (DSCG). Johri concluded
that Albizzia and its saponin derivatives protected
mast cells from allergeninduced degranulation similar
to disodium cromoglycate, and may potentially have
mast cell stabilizing activity similar to that of
DSCG.
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ADHATODA VASICA
Adhatoda vasica ( vasaka or malabar nut) is used in
India for cough, bronchitis, bronchial asthma,
glandular tumors, consumption, diarrhea, dysentery,
cough, fever, jaundice, and tuberculosis. Its leaves
were smoked. Its leaves and roots were prescribed by
Ayurvedic practitioners as a mucolytic, antitussive,
antispasmodic, and expectorant. In other cultures,
the fruit is used for bronchitis and the root is used
for asthma, bilious nausea, bronchitis, fever,
gonorrhea, and sore eyes. The essential oil is
claimed to have expectorant, antitubercular, and
antihelmintic effects. Active chemicals are considered
to be alkaloids, vasicine, vasicinone, and vasicinol.
The pharmacological action of the alkaloids in
Adhatoda vasica were studied as early as 1959. Amin
and Mehta studied vasicinone for its action on guinea
pig trachea and perfused lung and on intact guinea
pigs. Vasicinone antagonized histamineinduced
constriction, but was less effective than adrenaline.
A quinazol4one ring is found in vasicine and
vasicinone and may be responsible for the action of
Adhatoda. Vasicinone is the autooxidation product of
vasicine.Cambridge et al. stated that in vitro
tests showed relaxation of guinea pig trachea rings
by vasicinone and quinazol4one at about 1/2000 the
activity of adrenaline.Vasicinone was 1/700 and
quinazol4one was 1/3800 as active as adrenaline
against histamineinduced contraction. In in vivo
studies of anesthetized guinea pigs, vasicine
produced bronchoconstriction at high doses. Vasicine
and vasicinone were found to have a weak
antihistaminic effect which was of short duration.
Vasicinone had less antihistaminic activity than
vasicine and the effect decreased at higher doses.
Lahiri and Pradhan studied vasicinol, an alkaloid
from the roots of Adhatoda vasica. The results
were compared to those of vasicine and vasicinone.
Vasicinol caused a transient fall in blood pressure in
cats, guinea pigs, and rats and the effect was
reversed by atropine in cats. It caused negative
inotropic and chronotropic effects on guinea pig
hearts that were blocked by atropine. Cat respiration
was slightly increased and blocked by atropine. It
also potentiated AChinduced bronchospasm but inhibited
the action of histamine. No contraction in guinea pig
tracheal chain was noted. Vasicinol contracted guinea
pig ileum, enhanced the contraction caused by Ach, and
was blocked by atropine. It also potentiated ACh
contractions in frog rectus abdominus. No analgesic or
toxic qualities were noted. Similar results were seen
with vasicine except it had no effect on guinea pig
ileum and relaxed the tracheal chain at low dose.
Vasicinone had no effect on blood pressure and
respiration in cats. It relaxed the tracheal chain
and slightly contracted the ileum with potentiation
of ACh and blockage by atropine. These results
indicate that vasicinol has a cholinergic nature. The
therapeutic effect of Adhatoda may be explained by
vasicinol's antagonism of histamineinduced
bronchoconstriction. Also, vasicinone acts as a
bronchodilator, whereas vasicine bronchoconstricts at
high dose. As discussed, Arvin attributes the
beneficial effects of Adhatoda to the autooxidation
of vasicine to vasicinone.
To clarify the action of vasicine and vasicinone,
Gupta et al. studied their effects in vivo and in
vitro.Vasicine reduced blood pressure in a
dosedependent manner in dogs that remained unaltered
by pressors, carotid denervation, or vagotomy.
Vasicine had negative inotropic and chronotropic
effects that were greater in combination with
vasicinone. Vasicine also had direct vasodilatory
effects. Vasicinone alone had no cardiovascular
effects. Vasicine stimulated respiration in
anesthetized dogs in a dosedependent manner. The
respiratory effects were reduced in carotid sinus
denervated, vagotomized, decerebrated, and
atropinepretreated animals. Respiratory stimulation
was also seen in rabbits. Vasicine increased ciliary
movements when applied to frog esophagus and inhibited
bronchial secretions in dog tracheas. Vasicinone had
no effect. No antitussive activity was noted with
either alkaloid.
Gupta concludes that the effects of Adhatoda vasica
can be attributed to the bronchodilatory effects and
increased ciliary movements by vasicine, and
potentiation of bronchodilatory effects and
antagonism of cardiac depression by vasicinone.27 By
stimulating respiration, vasicine probably improves
ventilation and helps expel tracheobronchial
secretion, adding to the claims of expectorant
activity in Adhatoda vasica.
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COLEUS FORSKHOLI
Coleus forskholii isan Ayurvedic anti-asthmatic herb.
It has bronchodilator effects. It is considered to be
an antispasmodic, diaphoretic, sedative, anodyne,
antidotal, antiseptic, antitussive, carminative,
expectorant, febrifuge, pectoral, preventative (cold),
and tonic. In Korea, leaves are used for colds, cough,
and dyspepsia. It is claimed to increase intracellular
cyclic adenosine monophosphate (cAMP) by acting
directly on the catalytic subunit of the adenylate
cyclase system. This may offer an advantage by
bypassing psurface receptors and overcoming
tachyphylaxis.
In a randomized, doubleblind, controlled, fourperiod,
crossover study, Bauer et al. studied the effects of
dry colforsin powder in 16 asthmatics. Colforsin
or forskolin is a derivative of Coleus forskholii.
Specific airway conductance was measured after
exposure to fenoterol, a known betaagonist
bronchodilator, and colforsin capsules. Fenoterol
metered dose inhaler (MDI) showed a greater increase
in airway conductance, followed by dry powdered
fenoterol capsules, and then colforsin. The dry
powdered colforsin (forskolin) showed measurable
bronchodilation in asthmatics by elevated FEV-1
values. After 30 min, colforsin showed 16 ± 2% changes
in FEV, as compared to fenoterol MDI and capsules (29
± 3% and 30 ± 3%, respectively). After 120 min,
fenoterol airway conductance and FEV, was unchanged,
but colforsinaffected values returned to baseline. No
serious side effects were observed in patients. Mild
to moderate tremor, restlessness, and palpitations
were reported after use of fenoterol MDI and
fenoterol capsules. Colforsin capsule and
placebo-treated groups experienced less severe side
effects. A decrease in potassium levels was noted
after fenoterol use but no change was observed in
colforsin or placebotreated patients.
Kaik et al. demonstrated in a doubleblind crossover
study that forskolin had bronchodilating effects that
were initially as good as fenoterol in healthy
nonsmokers.At 3 and 5 min, forskolin protected
against AChinduced bronchoconstriction as effectively
as fenoterol, but at 15 and 30 min, fenoterol was
stronger.
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SOLANUM XANTHOCARPUM
Solanuum xanthocarpum , or kantakari, is commonly used
in Ayurveda as a bronchodilator, expectorant, and
antitussive. The entire plant is used and contains
saponin-like alkaloids
Bector and Puri treated a total of 60 patients with
different types of chronic obstructive pulmonary
disease with 2 grams bid of the powdered whole
plant.In the 22 chronic bronchitis patients,
improvement in cough frequency and severity was noted
in 3-20 days. In 16 chronic asthmatics, 13 reported
slight improvement in the severity of asthmatic
attacks. Significant improvement was reported in 10
patients with unproductive nonspecific cough. No
change was noted in status asthmaticus.
In another study by Bector, et al. 305 asthmatic
patients were treated with a powdered form of the
whole plant in a dose of 1 gram tid for one month.
Fifty percent of the patients reported subjective
improvement in their respiratory status without any
reported adverse effects.
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